The Compliance Specialist I will be a member of the Compliance team, responsible for following defined procedures to complete daily reviews of due diligence testing findings. This will involve working with our Secondary and Risk teams to understand what findings are being presented by due diligence firms and then obtaining documentation or any other missing information to help remediate these findings. Due to the nature of due diligence reviews, there is sometimes slower periods. During these times, this team member will help answer questions that come to the Compliance Helpbox as well as assist with control testing.
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